- Semester
- Fall 2024
- Instructor
- Umesh Kumar
- Start Date
- 08-22-2024
- Total Credits
- 3
- Call to Register
- 315-386-7616
Take your class online with SUNY
You will learn the same curriculum as our on-campus students
The role of regulatory and compliance professionals in the financial service industry is currently undergoing enormous change and development. This course will take an interdisciplinary approach incorporating economics, ethics, finance, law and public policy in surveying the specific goals and objectives of the financial regulatory and compliance function. The course is designed with the practitioner in mind with an emphasis on the anticipation and prevention of regulatory and compliance problems before they occur.
Course Area: Business
Level: Upper Level Undergraduate
Dates: 08-22-2024 - 12-13-2024
- Find books for your online class
- Instructor: Umesh Kumar
- Local Course ID: 24FA_CAN_FSMA325_1
- Books & Supplies
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How to Register for an Online Course
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- Search
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- Select Course
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- Visit College Website
- Click “register now” to visit the college website to register as a “non-credit” or “non-matriculated” student if you are not enrolled at the campus.
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- Contact Registrar
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- Transfer Credits
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- Locate Course Materials
- Once you register for the course, visit the campus bookstore to find the books and materials for the course. You will need the course ID to find the books.